SFC Licences of LAM Kuk Mui 林菊妹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 January 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 September 2017 | 02 October 2017 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 13 January 2006 | 31 August 2017 |
EAA Securities Limited 東美證券有限公司 | RE | 1 | 28 July 2003 | 12 January 2006 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 7 | 01 April 2003 | 28 July 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 01 April 2003 | 28 July 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 4 | 01 April 2003 | 17 July 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 6 | 01 April 2003 | 17 July 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 9 | 01 April 2003 | 17 July 2003 |