SFC Licences of TSE Chi Kin, Henry 謝智建

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Futures Limited 英皇期貨有限公司 RE 2 06 February 2015 01 August 2018
Quam Securities Limited 華富建業證券有限公司 RE 2 08 August 2011 31 January 2015
Emperor Futures Limited 英皇期貨有限公司 RE 2 24 January 2011 31 July 2011
Emperor Futures Limited 英皇期貨有限公司 RE 2 15 September 2006 15 February 2008
Kaiser Futures Limited 嘉信期貨有限公司 RE 2 01 April 2003 06 September 2006
Kaiser Futures Limited 嘉信期貨有限公司 RE 5 01 April 2003 18 February 2005
Kaiser Futures Limited 嘉信期貨有限公司 RE 9 01 April 2003 18 February 2005