SFC Licences of TSE Chi Kin, Henry 謝智建
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 06 February 2015 | 01 August 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 08 August 2011 | 31 January 2015 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 24 January 2011 | 31 July 2011 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 15 September 2006 | 15 February 2008 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 01 April 2003 | 06 September 2006 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 5 | 01 April 2003 | 18 February 2005 |
Kaiser Futures Limited 嘉信期貨有限公司 | RE | 9 | 01 April 2003 | 18 February 2005 |