SFC Licences of WONG Sze Yiu 王思堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 12 October 2011 | 29 September 2014 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 12 October 2011 | 29 September 2014 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 12 October 2011 | 29 September 2014 |
China Jianxin Financial Services Limited 中國建信金融服務有限公司 | RE | 1 | 15 March 2011 | 01 September 2011 |