SFC Licences of YUEN Peter Richard 袁沛德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 22 March 2004 | 27 April 2004 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 22 March 2004 | 27 April 2004 |
| Jefferies Bache (Hong Kong) Limited | RE | 2 | 19 September 2003 | 17 December 2003 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 19 September 2003 | 17 December 2003 |