SFC Licences of LO Shuk Fan 羅淑芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 20 March 2023
GLS Securities Limited 佳隆證券有限公司 RE 1 11 April 2005 02 March 2023
Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 RO 1 01 April 2003 31 March 2005
Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 RO 4 01 April 2003 30 March 2005
Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 RO 6 01 April 2003 30 March 2005
Oriental Stocks & Shares (Investment) Co. 東方證券投資公司 RO 9 01 April 2003 30 March 2005