SFC Licences of LAI Wai Lam, Ricky 賴偉霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 2 03 October 2012 10 September 2014
Future Growth Financial Services Limited 聚合金融服務有限公司 RO 1 03 October 2012 10 September 2014
Grand Capital Asia Limited 大華亞洲策略有限公司 RO 1 13 May 2008 06 October 2008
Prudential Brokerage Limited 信誠證券有限公司 RE 1 07 August 2006 25 April 2008
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 07 August 2006 25 April 2008
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 03 January 2006 28 July 2006
Sino Capital Securities Limited 國順證券有限公司 RE 1 03 January 2006 28 July 2006
Well Link International Securities Limited 立橋國際證券有限公司 RO 2 25 May 2005 03 January 2006
Sino Capital Securities Limited 國順證券有限公司 RO 1 25 May 2005 03 January 2006
Sino Capital Securities Limited 國順證券有限公司 RE 1 23 June 2003 25 May 2005
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 01 April 2003 25 May 2005
Well Link International Securities Limited 立橋國際證券有限公司 RE 7 01 April 2003 03 June 2003
Well Link International Securities Limited 立橋國際證券有限公司 RE 5 01 April 2003 03 June 2003
Well Link International Securities Limited 立橋國際證券有限公司 RE 9 01 April 2003 03 June 2003