SFC Licences of FOK Kee Hung 霍基雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 08 November 2007 | 01 December 2018 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 01 April 2003 | 29 August 2007 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 4 | 01 April 2003 | 09 August 2003 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 6 | 01 April 2003 | 09 August 2003 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 7 | 01 April 2003 | 09 August 2003 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 9 | 01 April 2003 | 09 August 2003 |