SFC Licences of CHAN Siu Ki, James 陳紹基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Henyep Securities Limited 興業證券有限公司 | RE | 1 | 01 April 2003 | 30 November 2012 |
| Henyep Securities Limited 興業證券有限公司 | RE | 7 | 01 April 2003 | 14 December 2004 |
| Henyep Securities Limited 興業證券有限公司 | RE | 4 | 01 April 2003 | 02 November 2004 |
| Henyep Securities Limited 興業證券有限公司 | RE | 6 | 01 April 2003 | 02 November 2004 |
| Henyep Securities Limited 興業證券有限公司 | RE | 9 | 01 April 2003 | 02 November 2004 |