SFC Licences of CHEE Sing Chung 支聲鐘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Carret Private Capital Limited | RO | 9 | 05 July 2019 | |
| Carret Private Capital Limited | RO | 4 | 12 February 2019 | |
| Carret Private Capital Limited | RO | 1 | 12 February 2019 | |
| Carret Private Capital Limited | RE | 9 | 10 April 2018 | 05 July 2019 |
| Carret Private Capital Limited | RE | 4 | 10 April 2018 | 12 February 2019 |
| Carret Private Capital Limited | RE | 1 | 10 April 2018 | 12 February 2019 |
| QL Asset Management Company Limited | RE | 9 | 18 July 2017 | 23 March 2018 |
| QL Asset Management Company Limited | RE | 4 | 18 July 2017 | 23 March 2018 |
| QL Asset Management Company Limited | RE | 1 | 18 July 2017 | 23 March 2018 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 05 November 2009 | 13 June 2011 |
| Julius Baer (Hong Kong) Limited | RE | 4 | 12 October 2009 | 13 June 2011 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 9 | 23 May 2006 | 03 October 2009 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 4 | 23 May 2006 | 03 October 2009 |