SFC Licences of KERR William Walter Raleigh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Polen Capital HK Limited | RO | 1 | 28 September 2012 | 30 September 2013 |
| Polen Capital HK Limited | RO | 9 | 31 May 2004 | 30 September 2013 |
| Polen Capital HK Limited | RO | 4 | 31 May 2004 | 30 September 2013 |
| Lloyd George Investment Management (Hong Kong) Limited | RO | 9 | 31 May 2004 | 31 October 2012 |
| Lloyd George Investment Management (Hong Kong) Limited | RO | 4 | 31 May 2004 | 31 October 2012 |
| Lloyd George Investment Management (Hong Kong) Limited | RO | 1 | 31 May 2004 | 31 October 2012 |