SFC Licences of LAU Koon Ha 劉觀霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 18 September 2019 | |
| Ko's Brother Securities Company Limited 高氏兄弟証券有限公司 | RE | 1 | 08 July 2003 | 01 September 2019 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 1 | 01 April 2003 | 20 June 2003 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 6 | 01 April 2003 | 28 May 2003 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 4 | 01 April 2003 | 28 May 2003 |
| Ko's Brother (Securities) Company 高氏兄弟（股票）公司 | RE | 9 | 01 April 2003 | 28 May 2003 |