SFC Licences of SHUM Chun Ying 沈振盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RO | 9 | 20 August 2010 | 31 January 2024 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RO | 4 | 20 August 2010 | 31 January 2024 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RO | 1 | 20 August 2010 | 31 January 2024 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 4 | 19 May 2009 | 20 August 2010 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 19 May 2009 | 20 August 2010 |
| Emperor Securities Limited 英皇證券有限公司 | RO | 4 | 25 January 2008 | 01 May 2009 |
| Emperor Securities Limited 英皇證券有限公司 | RO | 1 | 25 January 2008 | 01 May 2009 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RO | 9 | 01 April 2003 | 01 September 2007 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RO | 6 | 01 April 2003 | 01 September 2007 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RO | 4 | 01 April 2003 | 01 September 2007 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RO | 1 | 01 April 2003 | 01 September 2007 |