SFC Licences of TONG Wing Sze, Mimi 唐穎思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Modus Asset Management Limited | RO | 9 | 18 August 2021 | |
| Penjing Asset Management (Asia) Limited | RO | 9 | 09 June 2021 | 21 June 2021 |
| Penjing Asset Management (Asia) Limited | RE | 9 | 29 March 2021 | 09 June 2021 |
| Acru Asset Management Limited 嘉富資產管理有限公司 | RO | 9 | 25 January 2017 | 31 December 2017 |
| Acru Asset Management Limited 嘉富資產管理有限公司 | RE | 9 | 20 December 2016 | 25 January 2017 |
| First Beijing Investment Limited 第一北京投資有限公司 | RO | 9 | 19 April 2013 | 21 November 2016 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RO | 4 | 09 March 2010 | 30 September 2012 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RO | 1 | 09 March 2010 | 30 September 2012 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 9 | 09 March 2010 | 30 September 2012 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 4 | 02 March 2010 | 09 March 2010 |
| Albourne Partners (Asia) Limited | RO | 4 | 14 June 2007 | 09 December 2009 |
| Albourne Partners (Asia) Limited | RE | 4 | 27 June 2005 | 14 June 2007 |