SFC Licences of CHU Wai Pang 朱維鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fruit Tree Corporate Finance Co. Ltd 果樹企業融資有限公司 | RO | 6 | 26 September 2019 | |
| Fruit Tree Securities Limited 果樹證券有限公司 | RO | 4 | 27 December 2017 | |
| Fruit Tree Securities Limited 果樹證券有限公司 | RO | 1 | 01 February 2017 | |
| Phoenix Capital Asia Limited 英明融資有限公司 | RE | 6 | 09 October 2012 | 09 August 2016 |
| Phoenix Capital Securities Limited 英明證券有限公司 | RO | 1 | 01 April 2003 | 09 August 2016 |
| Phoenix Capital Securities Limited 英明證券有限公司 | RO | 4 | 01 April 2003 | 21 January 2005 |
| Phoenix Capital Securities Limited 英明證券有限公司 | RO | 6 | 01 April 2003 | 21 January 2005 |
| Phoenix Capital Securities Limited 英明證券有限公司 | RO | 9 | 01 April 2003 | 21 January 2005 |