SFC Licences of NEWMAN Neil Lionel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Senrigan Capital Group Limited | RO | 9 | 15 May 2020 | 25 November 2020 |
| Senrigan Capital Group Limited | RE | 9 | 08 May 2020 | 15 May 2020 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 05 December 2018 | 09 August 2019 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 4 | 03 June 2013 | 26 June 2014 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 | RE | 1 | 03 June 2013 | 26 June 2014 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 19 September 2012 | 18 February 2013 |
| BTIG Hong Kong Limited | RE | 1 | 07 November 2011 | 03 September 2012 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 11 October 2010 | 14 September 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 11 October 2010 | 14 September 2011 |
| Senrigan Capital Group Limited | RO | 9 | 03 May 2010 | 26 August 2010 |
| Senrigan Capital Group Limited | RE | 9 | 12 March 2010 | 03 May 2010 |
| Mirabaud (Asia) Limited | RE | 4 | 13 July 2009 | 28 February 2010 |
| Mirabaud (Asia) Limited | RE | 1 | 13 July 2009 | 28 February 2010 |