SFC Licences of LAM Tim, Ricky 林添
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Upmax Securities Limited 晉億證券有限公司 | RO | 9 | 08 March 2021 | |
| Upmax Securities Limited 晉億證券有限公司 | RO | 1 | 08 March 2021 | |
| Wealthy Securities Limited 永裕證劵有限公司 | RO | 9 | 19 December 2019 | 31 December 2020 |
| Wealthy Securities Limited 永裕證劵有限公司 | RO | 1 | 19 December 2019 | 31 December 2020 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RO | 1 | 01 April 2003 | 01 April 2019 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RO | 9 | 01 April 2003 | 01 April 2019 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RO | 4 | 01 April 2003 | 25 May 2004 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RO | 6 | 01 April 2003 | 25 May 2004 |