SFC Licences of CHOW Fung Kuen 鄒鳳娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 07 August 2017 | 04 March 2019 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 07 August 2017 | 04 March 2019 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 12 September 2007 | 17 March 2017 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 12 September 2007 | 17 March 2017 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 2 | 03 July 2007 | 03 March 2008 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 03 July 2007 | 03 March 2008 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 22 August 2005 | 22 June 2007 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 01 April 2003 | 22 June 2007 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 01 April 2003 | 13 December 2004 |
Quam Securities Limited 華富建業證券有限公司 | RE | 6 | 01 April 2003 | 15 October 2004 |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 01 April 2003 | 15 October 2004 |