SFC Licences of YAMASHITA Tetsuo 山下哲生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Reserve Securities Limited 東儲證券有限公司 RO 9 01 April 2003 31 October 2016
China Reserve Securities Limited 東儲證券有限公司 RO 4 01 April 2003 31 October 2016
China Reserve Securities Limited 東儲證券有限公司 RO 1 01 April 2003 31 October 2016
China Reserve Securities Limited 東儲證券有限公司 RO 6 01 April 2003 03 August 2016
Japan Asia Asset Management Limited 日亞資產管理有限公司 RO 4 01 April 2003 20 August 2013
Japan Asia Asset Management Limited 日亞資產管理有限公司 RO 6 01 April 2003 20 August 2013
Japan Asia Asset Management Limited 日亞資產管理有限公司 RO 9 01 April 2003 20 August 2013
Japan Asia Capital Limited 日亞資本有限公司 RO 6 01 April 2003 01 May 2010