SFC Licences of LAW King Yan 羅景仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RO | 2 | 26 October 2012 | |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 12 October 2009 | |
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 01 April 2003 | 26 October 2012 |
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 9 | 01 April 2003 | 05 May 2004 |
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 5 | 01 April 2003 | 05 May 2004 |