SFC Licences of HO Man 何文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 January 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 25 June 2013 | 02 October 2017 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 09 June 2010 | 25 June 2013 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 03 August 2009 | 08 June 2010 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 01 April 2003 | 31 July 2009 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 9 | 01 April 2003 | 13 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 4 | 01 April 2003 | 13 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 6 | 01 April 2003 | 13 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 7 | 01 April 2003 | 07 July 2003 |