SFC Licences of KWOK Chau Wan 郭秋雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Metro Capital Securities Limited 美高證券有限公司 | RE | 1 | 07 May 2007 | 17 December 2013 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 02 April 2004 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 05 December 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 05 December 2003 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 05 December 2003 |