SFC Licences of TSE Yuen Kwan 謝婉君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldlink Securities Limited 金聯證券有限公司 | RE | 1 | 01 November 2016 | |
Wintone Securities Limited 榮通證券有限公司 | RE | 1 | 02 January 2014 | 31 October 2016 |
RPS Investment Limited 永盛証券投資有限公司 | RE | 1 | 16 May 2008 | 19 December 2013 |
Sun's Future Limited 永盛期貨有限公司 | RE | 2 | 01 April 2003 | 31 July 2012 |
Sun's Future Limited 永盛期貨有限公司 | RE | 5 | 01 April 2003 | 18 February 2005 |
Sun's Future Limited 永盛期貨有限公司 | RE | 9 | 01 April 2003 | 18 February 2005 |