SFC Licences of TSE Kam Yip 謝金葉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 01 December 2005 | 27 June 2007 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 24 May 2004 | 03 October 2005 |
| China Point Stock Brokers Limited 中方證券有限公司 | RE | 6 | 01 April 2003 | 20 May 2004 |
| China Point Stock Brokers Limited 中方證券有限公司 | RE | 4 | 01 April 2003 | 20 May 2004 |
| China Point Stock Brokers Limited 中方證券有限公司 | RE | 1 | 01 April 2003 | 20 May 2004 |
| China Point Stock Brokers Limited 中方證券有限公司 | RE | 9 | 01 April 2003 | 20 May 2004 |