SFC Licences of KO Pak Fai, Houseman 高百輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Stockwell Securities Limited 常滙證券有限公司 RE 2 01 July 2022
Stockwell Securities Limited 常滙證券有限公司 RE 1 01 July 2022
Stockwell Commodities Limited 常匯商品期貨有限公司 RE 2 17 November 2017 30 June 2022
Stockwell Securities Limited 常匯證券有限公司 RE 1 17 November 2017 30 June 2022
Planetree Futures Limited 梧桐期貨有限公司 RE 2 01 April 2003 23 October 2017
Planetree Securities Limited 梧桐證券有限公司 RE 1 01 April 2003 23 October 2017
Planetree Futures Limited 梧桐期貨有限公司 RE 5 01 April 2003 28 January 2004
Planetree Futures Limited 梧桐期貨有限公司 RE 9 01 April 2003 28 January 2004
Planetree Securities Limited 梧桐證券有限公司 RE 9 01 April 2003 28 January 2004
Planetree Securities Limited 梧桐證券有限公司 RE 6 01 April 2003 28 January 2004
Planetree Securities Limited 梧桐證券有限公司 RE 4 01 April 2003 28 January 2004