SFC Licences of APPLETON Christopher David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Value Investment Limited 中國價值投資有限公司 | RO | 9 | 23 August 2010 | 10 September 2010 |
| China Value Investment Limited 中國價值投資有限公司 | RE | 9 | 30 June 2010 | 23 August 2010 |
| Faye Capital Limited | RO | 9 | 24 January 2008 | 31 December 2009 |
| Faye Capital Limited | RO | 4 | 16 January 2007 | 31 December 2009 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 | RE | 4 | 31 March 2006 | 12 January 2007 |
| Fox-Pitt, Kelton (Asia) Limited | RO | 4 | 24 November 2003 | 15 June 2005 |
| Fox-Pitt, Kelton (Asia) Limited | RO | 1 | 01 April 2003 | 15 June 2005 |