SFC Licences of LUI Ngai Him, James 雷毅謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 1 13 January 2014 28 January 2014
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 11 June 2004 31 October 2013
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 11 June 2004 31 October 2013
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 6 01 April 2003 28 April 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 01 April 2003 28 April 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 28 April 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 28 April 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 28 April 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 1 01 April 2003 28 April 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 4 01 April 2003 28 April 2004
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 9 01 April 2003 28 April 2004