SFC Licences of LAU Kwok Ming, Farther 劉國明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 7 | 01 April 2003 | 13 January 2006 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 01 April 2003 | 13 January 2006 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 2 | 01 April 2003 | 13 January 2006 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 7 | 01 April 2003 | 13 January 2006 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 4 | 01 April 2003 | 14 February 2005 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 6 | 01 April 2003 | 14 February 2005 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 9 | 01 April 2003 | 14 February 2005 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 5 | 01 April 2003 | 14 February 2005 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 9 | 01 April 2003 | 14 February 2005 |