SFC Licences of CHU Nicholas Yuk-yui 朱沃裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingston Futures Limited 金利豐期貨有限公司 | RO | 9 | 01 April 2003 | 24 January 2005 |
| Kingston Securities Limited 金利豐證券有限公司 | RO | 6 | 01 April 2003 | 24 January 2005 |
| Kingston Securities Limited 金利豐證券有限公司 | RO | 4 | 01 April 2003 | 24 January 2005 |
| Kingston Futures Limited 金利豐期貨有限公司 | RO | 5 | 01 April 2003 | 24 January 2005 |
| Kingston Securities Limited 金利豐證券有限公司 | RO | 9 | 01 April 2003 | 24 January 2005 |
| Kingston Securities Limited 金利豐證券有限公司 | RO | 7 | 01 April 2003 | 04 July 2003 |
| Kingston Futures Limited 金利豐期貨有限公司 | RO | 2 | 01 April 2003 | |
| Kingston Securities Limited 金利豐證券有限公司 | RO | 1 | 01 April 2003 |