SFC Licences of WAN Ngar Yin, David 溫雅言

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 9 16 May 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 5 16 May 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 4 16 May 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 2 16 May 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 1 16 May 2022
Silverbricks Securities Company Limited 元庫證券有限公司 RO 2 30 October 2020 30 April 2022
Silverbricks Securities Company Limited 元庫證券有限公司 RO 6 29 June 2020 30 April 2022
Silverbricks Asset Management Company Limited 元庫資産管理有限公司 RO 9 14 January 2019 30 April 2022
Silverbricks Asset Management Company Limited 元庫資産管理有限公司 RO 4 14 January 2019 30 April 2022
Silverbricks Securities Company Limited 元庫證券有限公司 RO 1 17 May 2018 30 April 2022
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 2 08 November 2016 30 April 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 23 April 2013 31 October 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 5 15 August 2012 29 March 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 15 August 2012 29 March 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 15 August 2012 15 February 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 9 27 June 2012 29 March 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 27 June 2012 29 March 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 27 June 2012 29 March 2018
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 9 12 April 2012 30 April 2018
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 1 12 April 2012 30 April 2018
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 4 12 April 2012 01 August 2013
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 RO 9 01 April 2005 19 March 2009
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 06 February 2004 01 October 2010
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 06 February 2004 01 October 2010