SFC Licences of LI Lap Sun 李立新
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovax Asset Management Limited 創陞資產管理有限公司 | RO | 9 | 13 April 2017 | |
| Cathaysia Asset Management Limited 華夏資產管理有限公司 | RO | 9 | 14 June 2007 | 21 March 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 October 2004 | 01 March 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 21 September 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 21 September 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 21 September 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 21 September 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 21 September 2004 |