SFC Licences of LUI Si Wai, Alice 雷思慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rockhampton Management (Hong Kong) Limited | RE | 9 | 30 June 2009 | 01 September 2010 |
| Rockhampton Management (Hong Kong) Limited | RO | 9 | 01 April 2006 | 30 June 2009 |
| Rockhampton Management (Hong Kong) Limited | RE | 9 | 25 October 2005 | 01 April 2006 |
| SAIL Advisors Limited | RE | 9 | 16 December 2004 | 05 October 2005 |