SFC Licences of LI Chi On, Andy 李志安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cornerstone Securities Limited 基石證券有限公司 | RO | 4 | 08 March 2021 | 28 June 2022 |
CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 | RE | 9 | 27 March 2019 | 28 June 2022 |
Cornerstone Securities Limited 基石證券有限公司 | RE | 4 | 08 May 2018 | 08 March 2021 |
Cornerstone Securities Limited 基石證券有限公司 | RO | 1 | 13 June 2016 | 28 June 2022 |
Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 | RO | 1 | 12 July 2010 | 12 December 2015 |
Berich Brokerage Limited 百裕證券有限公司 | RO | 1 | 07 November 2003 | 01 July 2010 |
Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 | RO | 2 | 01 April 2003 | 01 July 2010 |
Berich Brokerage Limited 百裕證券有限公司 | RE | 4 | 01 April 2003 | 07 November 2003 |
Berich Brokerage Limited 百裕證券有限公司 | RE | 9 | 01 April 2003 | 07 November 2003 |
Berich Brokerage Limited 百裕證券有限公司 | RE | 1 | 01 April 2003 | 07 November 2003 |
Berich Brokerage Limited 百裕證券有限公司 | RE | 6 | 01 April 2003 | 07 November 2003 |