SFC Licences of NG Ka Wai, Eric 吳家煒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 9 15 January 2019 22 April 2020
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 15 January 2019 22 April 2020
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 15 January 2019 22 April 2020
OnePlatform Securities Limited 環一證券有限公司 RO 4 28 July 2016 02 May 2019
OnePlatform Securities Limited 環一證券有限公司 RE 1 13 April 2016 02 May 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 9 11 January 2013 10 February 2014
OnePlatform Asset Management Limited 環一資產管理有限公司 RO 9 06 August 2009 15 January 2019
OnePlatform Asset Management Limited 環一資產管理有限公司 RO 1 04 July 2007 15 January 2019
OnePlatform Asset Management Limited 環一資產管理有限公司 RO 4 14 December 2005 15 January 2019
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 RE 4 21 October 2003 10 October 2005
Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 RE 1 21 October 2003 10 October 2005
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 9 01 April 2003 02 May 2003
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 6 01 April 2003 02 May 2003
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 4 01 April 2003 02 May 2003
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 1 01 April 2003 02 May 2003