SFC Licences of HO Cho Chuen 何祖全
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 08 July 2010 | |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 08 July 2010 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 April 2008 | 03 July 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 April 2008 | 03 July 2010 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 09 January 2007 | 14 April 2008 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 07 February 2006 | 14 April 2008 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 | RE | 1 | 01 April 2003 | 27 January 2006 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 | RE | 4 | 01 April 2003 | 05 October 2004 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 | RE | 9 | 01 April 2003 | 05 October 2004 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 | RE | 6 | 01 April 2003 | 05 October 2004 |