SFC Licences of NG Yik Wah, Johnny 吳憶華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 06 February 2012 | 15 October 2020 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 10 September 2010 | 13 January 2012 |
RPS Investment Limited 永盛証券投資有限公司 | RE | 1 | 03 March 2005 | 04 September 2010 |
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 1 | 01 April 2003 | 02 March 2005 |
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 6 | 01 April 2003 | 05 February 2004 |
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 4 | 01 April 2003 | 05 February 2004 |
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 | RE | 9 | 01 April 2003 | 05 February 2004 |