SFC Licences of CHAN Chi Kin 陳志堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TANGSHANG FUTURES LIMITED 唐商期貨有限公司 | RO | 2 | 03 June 2019 | 31 August 2020 |
| TANGSHANG SECURITIES LIMITED 唐商証券有限公司 | RO | 4 | 14 May 2019 | 31 August 2020 |
| TANGSHANG SECURITIES LIMITED 唐商証券有限公司 | RO | 1 | 14 May 2019 | 31 August 2020 |
| BOA International Securities Limited 亞銀國際證券有限公司 | RO | 2 | 17 July 2017 | 09 January 2018 |
| BOA International Securities Limited 亞銀國際證券有限公司 | RO | 1 | 17 July 2017 | 09 January 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 14 March 2016 | 07 July 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 2 | 31 October 2014 | 14 March 2016 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 22 August 2007 | 31 October 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 2 | 06 April 2006 | 22 August 2007 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 07 February 2006 | 07 July 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 07 February 2006 | 06 April 2006 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 | RO | 2 | 01 April 2003 | 27 January 2006 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 | RE | 1 | 01 April 2003 | 27 January 2006 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 | RO | 5 | 01 April 2003 | 24 February 2005 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 | RE | 9 | 01 April 2003 | 24 February 2005 |
| Uni-Alpha Futures Limited 裕豐期貨有限公司 | RO | 9 | 01 April 2003 | 24 February 2005 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 | RE | 4 | 01 April 2003 | 24 February 2005 |
| Uni-Alpha Securities Limited 裕豐證券有限公司 | RE | 6 | 01 April 2003 | 24 February 2005 |