SFC Licences of CHAN Yat Yuen 陳日源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 29 August 2008 | 02 September 2019 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 07 April 2005 | 02 September 2019 |
| FE Securities Limited 廣利證券有限公司 | RE | 1 | 01 April 2003 | 07 April 2005 |
| FE Securities Limited 廣利證券有限公司 | RE | 4 | 01 April 2003 | 09 March 2005 |
| FE Securities Limited 廣利證券有限公司 | RE | 6 | 01 April 2003 | 09 March 2005 |
| FE Securities Limited 廣利證券有限公司 | RE | 9 | 01 April 2003 | 09 March 2005 |
| FE Securities Limited 廣利證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |