SFC Licences of LAU Kwok Hung 劉國雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 09 January 2009 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 09 January 2009 | 30 June 2016 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 03 February 2006 | 01 January 2009 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 01 April 2003 | 01 January 2009 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 6 | 01 April 2003 | 24 May 2004 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 4 | 01 April 2003 | 24 May 2004 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 9 | 01 April 2003 | 24 May 2004 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 7 | 01 April 2003 | 24 May 2004 |