SFC Licences of TAM Cheuk Yiu 譚灼耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RO | 9 | 03 March 2023 | |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RO | 9 | 03 March 2023 | |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RO | 2 | 03 March 2023 | |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 6 | 03 March 2023 | |
Prudential Brokerage Limited 信誠證券有限公司 | RO | 1 | 22 February 2019 | |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 27 October 2004 | 03 March 2023 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 01 June 2004 | 22 February 2019 |