SFC Licences of LEE Wing Tak, Mickey 李永德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| R.J. O'Brien & Associates HK Limited | RO | 2 | 08 March 2011 | |
| R.J. O'Brien & Associates HK Limited | RE | 2 | 29 October 2007 | 08 March 2011 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RE | 2 | 12 September 2005 | 01 October 2006 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 12 September 2005 | 01 October 2006 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 02 August 2004 | 08 September 2005 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 02 August 2004 | 08 September 2005 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 02 August 2004 | 08 September 2005 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 July 2004 | 21 July 2004 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 02 July 2004 | 21 July 2004 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 June 2004 | 21 July 2004 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 5 | 01 April 2003 | 31 May 2004 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 01 April 2003 | 31 May 2004 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |