SFC Licences of LO Kwai Sang, Dennis 羅貴生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| On Excel Asset Management Limited 滙凱資產管理有限公司 | RO | 9 | 05 December 2019 | 20 October 2022 |
| On Excel Asset Management Limited 滙凱資產管理有限公司 | RO | 5 | 05 December 2019 | 20 October 2022 |
| On Excel Asset Management Limited 滙凱資產管理有限公司 | RO | 4 | 05 December 2019 | 20 October 2022 |
| Yew Tree Limited 紫杉樹有限公司 | RO | 2 | 03 September 2019 | 20 October 2022 |
| Yew Tree Limited 紫杉樹有限公司 | RO | 1 | 28 September 2018 | 20 October 2022 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 | RE | 9 | 23 October 2017 | 13 September 2018 |
| Planetree Futures Limited 梧桐期貨有限公司 | RE | 2 | 23 October 2017 | 13 September 2018 |
| Planetree Securities Limited 梧桐證券有限公司 | RE | 1 | 23 October 2017 | 13 September 2018 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 | RO | 9 | 20 September 2012 | 23 October 2017 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 | RO | 1 | 23 August 2010 | 18 October 2011 |
| FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 | RO | 2 | 23 August 2010 | 26 September 2011 |
| Planetree Securities Limited 梧桐證券有限公司 | RO | 1 | 01 April 2003 | 23 October 2017 |
| Planetree Futures Limited 梧桐期貨有限公司 | RO | 2 | 01 April 2003 | 23 October 2017 |
| Planetree Securities Limited 梧桐證券有限公司 | RO | 4 | 01 April 2003 | 20 September 2004 |
| Planetree Securities Limited 梧桐證券有限公司 | RO | 6 | 01 April 2003 | 20 September 2004 |
| Planetree Securities Limited 梧桐證券有限公司 | RO | 9 | 01 April 2003 | 20 September 2004 |
| Planetree Futures Limited 梧桐期貨有限公司 | RO | 5 | 01 April 2003 | 20 September 2004 |
| Planetree Futures Limited 梧桐期貨有限公司 | RO | 9 | 01 April 2003 | 20 September 2004 |