SFC Licences of LAU Kim Man, Ben 劉劍文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 15 June 2004 | 01 August 2009 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 2 | 01 April 2003 | 01 August 2009 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 01 April 2003 | 11 June 2004 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 5 | 01 April 2003 | 11 June 2004 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 4 | 01 April 2003 | 11 June 2004 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 9 | 01 April 2003 | 11 June 2004 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 9 | 01 April 2003 | 11 June 2004 |
| Well Link International Securities Limited 立橋國際證券有限公司 | RE | 7 | 01 April 2003 | 11 June 2004 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 6 | 01 April 2003 | 11 June 2004 |
| Sino Capital Securities Limited 國順證券有限公司 | RE | 7 | 01 April 2003 | 11 June 2004 |