SFC Licences of YUNG Siu Ping, Sally 翁少平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Get Nice Futures Company Limited 結好期貨有限公司 | RE | 2 | 15 November 2021 | 15 November 2023 |
| Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 15 November 2021 | 15 November 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 01 September 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 01 September 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 02 October 2017 |
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 2 | 01 April 2003 | 01 June 2004 |
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 5 | 01 April 2003 | 01 June 2004 |
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 01 April 2003 | 01 June 2004 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 01 June 2004 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 01 June 2004 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 01 June 2004 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 01 June 2004 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 01 June 2004 |