SFC Licences of NG Man Sum 伍文森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wah Sang Securities Limited 華生證券有限公司 RE 1 07 December 2022 31 October 2023
GAOYU SECURITIES LIMITED 高裕證券有限公司 RO 1 01 April 2003 01 November 2022
GAOYU SECURITIES LIMITED 高裕證券有限公司 RO 4 01 April 2003 25 May 2004
GAOYU SECURITIES LIMITED 高裕證券有限公司 RO 9 01 April 2003 25 May 2004
GAOYU SECURITIES LIMITED 高裕證券有限公司 RO 6 01 April 2003 25 May 2004