SFC Licences of TSE Pui Yun 謝佩欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 20 June 2013 | 05 September 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 30 January 2009 | 05 September 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 30 January 2009 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 30 January 2009 | 31 August 2013 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 26 August 2003 | 16 January 2004 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 4 | 26 August 2003 | 16 January 2004 |