SFC Licences of LAU Wai Yin 劉偉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GLS Securities Limited 佳隆證券有限公司 | RO | 1 | 10 July 2008 | 31 March 2009 |
| GLS Securities Limited 佳隆證券有限公司 | RE | 1 | 31 March 2008 | 10 July 2008 |
| GLS Securities Limited 佳隆證券有限公司 | RE | 1 | 01 April 2003 | 18 March 2005 |
| GLS Securities Limited 佳隆證券有限公司 | RE | 4 | 01 April 2003 | 25 August 2004 |
| GLS Securities Limited 佳隆證券有限公司 | RE | 7 | 01 April 2003 | 25 August 2004 |
| GLS Securities Limited 佳隆證券有限公司 | RE | 6 | 01 April 2003 | 25 August 2004 |
| GLS Securities Limited 佳隆證券有限公司 | RE | 9 | 01 April 2003 | 25 August 2004 |