SFC Licences of CHAN Lap Kwan 陳立群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Karl Thomson Finance Limited 高信財務有限公司 | RO | 8 | 03 May 2018 | |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 9 | 11 March 2010 | |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 9 | 01 April 2003 | 30 October 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 4 | 01 April 2003 | 30 October 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 6 | 01 April 2003 | 30 October 2004 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 7 | 01 April 2003 | 30 October 2004 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 9 | 01 April 2003 | 30 October 2004 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 5 | 01 April 2003 | 30 October 2004 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 01 April 2003 | |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 1 | 01 April 2003 |