SFC Licences of WAI Kwong Wa 韋廣華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Futures Limited 招銀國際期貨有限公司 RO 2 06 October 2010 22 August 2016
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 01 April 2003 30 June 2016
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 01 April 2003 06 October 2010
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 01 April 2003 26 January 2005
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 6 01 April 2003 26 January 2005
CMB International Futures Limited 招銀國際期貨有限公司 RE 9 01 April 2003 26 January 2005
CMB International Futures Limited 招銀國際期貨有限公司 RE 5 01 April 2003 26 January 2005
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 7 01 April 2003 26 January 2005
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 9 01 April 2003 26 January 2005