SFC Licences of WAI Kwong Wa 韋廣華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Futures Limited 招銀國際期貨有限公司 | RO | 2 | 06 October 2010 | 22 August 2016 |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 01 April 2003 | 30 June 2016 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 01 April 2003 | 06 October 2010 |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 01 April 2003 | 26 January 2005 |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 6 | 01 April 2003 | 26 January 2005 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 9 | 01 April 2003 | 26 January 2005 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 5 | 01 April 2003 | 26 January 2005 |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 7 | 01 April 2003 | 26 January 2005 |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 9 | 01 April 2003 | 26 January 2005 |