SFC Licences of SO Kwok Keung 蘇國強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 RO 9 02 May 2018
P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 RO 4 02 May 2018
iTrade Securities Investment Limited 美信證券投資有限公司 RO 1 28 December 2016 30 April 2018
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 9 23 April 2013 10 December 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 9 30 January 2013 23 April 2013
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 9 22 June 2010 13 March 2014
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 4 24 December 2008 10 December 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 2 24 December 2008 10 December 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RO 1 07 December 2007 10 December 2016
Alpha Financial Group Limited 首盛資本集團有限公司 RO 1 07 August 2006 30 September 2007
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 19 January 2004 29 April 2006
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 19 January 2004 29 April 2006
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 05 September 2003 12 January 2004
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 05 September 2003 12 January 2004