SFC Licences of CHAN Yiu Kie 陳耀基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 12 November 2018 | 29 January 2019 |
Sanfull Securities Limited 新富證券有限公司 | RE | 1 | 09 June 2015 | 23 October 2018 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 06 April 2009 | 30 May 2015 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 20 September 2007 | 01 April 2009 |
BOCOM International Holdings Company Limited 交銀國際控股有限公司 | RE | 1 | 02 March 2006 | 03 March 2008 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 02 March 2006 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 22 December 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 22 December 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 22 December 2003 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 01 April 2003 | 22 December 2003 |